Robert S. Frenchman

Legal Advisories

SEC Extends Form SH Filing Requirement until August 1, 2009
Securities Law Update
October 24, 2008

SEC Emergency Order: Form SH Filing Requirement
Securities Law Update
September 29, 2008

SEC Proposes to Expand 15a-6 Registration Exemption for Foreign Broker-Dealers
Securities Law Update
August 20, 2008

NYSE Rule 97 To Be Rescinded
Securities Law Update
March 11, 2008

SEC Votes To Adopt Final Rules Exempting Banks From Broker-Dealer Registration For Limited Securities Activities
Securities Law Update
September 26, 2007