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Bracewell & Giuliani




Image: John A. Brunjes

John A. Brunjes

Partner

Connecticut
T: 860.256.8539
F: 860.760.6928
E: john.brunjes@bgllp.com
Assistant
Jenna D'Amico
860.256.8589

John Brunjes is a partner in the Private Investment Funds Group of Bracewell & Giuliani, resident in the Connecticut office, and head of the Fund Formation practice.

John handles a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. His practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. He also advises investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. His investor clients include individuals on the Forbes 400, family offices, ERISA-regulated investors, funds of funds, and other qualified purchasers and qualified institutional buyers. He is a member of the Board of Directors of the Connecticut Hedge Fund Association.

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In the managed funds sector, John has formed and represents institutionally-sponsored and entrepreneur-organized hedge funds ranging in size from smaller funds with state-registered advisers, to larger domestic and international funds and funds of funds with billions of dollars in assets under management, employing diverse equity, debt, and risk arbitrage strategies in structures ranging from simple domestic investment vehicles to multi-tiered offshore master-feeder complexes.  On the operational side, he works hand-in-hand with managed funds clients on navigating the full gamut of securities laws impacted by their marketplace activities. John frequently advises fund managers on investment advisory, prime brokerage, and professional service relationships, as well as relations with their investors and affiliates. He has represented both Boards of Directors and Fund investors in connection with high-profile SEC and CFTC enforcement and seizure actions.

In the venture capital and private equity arena, John has formed venture capital and private equity funds and has closed close to 100 private equity transactions since 2000, resulting in the transfer of hundreds of millions of dollars between enterprises and stakeholders, often coupled with substantial cash liquidity events for founders and management. He represents public investors, venture capital and buyout funds, SBICs, investment banks, broker-dealers, private enterprises and their founders/principals in the full range of investment transactions from seed through later stage equity and debt investments; PIPE financings; mergers, acquisitions and divestitures; IPOs and public offerings of equity and debt; buyouts, roll-ups, and recapitalizations; and joint ventures and strategic alliances. He has negotiated and structured formation documents for private equity funds organized as SBICs, and represents SBIC licensees in connection with their licensing, fund raising, regulatory compliance and investment transactions.

John is a member of the Banking Commissioner's Securities Advisory Council, and from 1990-1995 he served as an Assistant Attorney General in the Finance and Antitrust Divisions under Connecticut Attorney General Richard Blumenthal. He is a frequent panelist at hedge fund industry conferences worldwide.

Publications and Speeches

Co-author, "Obama Proposals Could Have Major Impact On Private Fund Managers," FINalternatives, June 24, 2009.

Testified before the Senate Banking Committee on new bills that would dramatically reverse Connecticut's longstanding hands-off approach to regulating its once booming but now shaky hedge fund industry.  February 27, 2009.

"More banks may become private.USA Today, January 5, 2009.

"John Brunjes, head of the fund formation practice in the Hartford, Conn., office of Houston's Bracewell & Giuliani, recently gave a presentation on the difficulties of regulating pension fund participation in hedge funds at the U.S. Department of Labor, which oversees the Employee Retirement Income Security Act (ERISA)." The National Law Journal. December 1, 2008.

Education

J.D., Cornell Law School, 1989
A.B., cum laude, Colgate University, 1984

Bar Admissions

Connecticut
Massachusetts
New York

Court Admissions

U.S. District Court Connecticut

Affiliations

American Bar Association
Connecticut Banking Commissioner's Securities Advisory Council
Connecticut Bar Association, Financial Institutions Section Vice Chairman
Connecticut Hedge Fund Association, Counsel Member, Board of Directors
Connecticut Venture Group, Board of Directors
Hartford County Bar Association
Managed Funds Association
National Association of Corporate Directors
National Association of State Treasurers
National Association of SBICs
New England Regional Association of SBICs
New York Capital Roundtable
New York Venture Group
Berkshire County (MA) Chamber of Commerce

Noteworthy

Super Lawyers, Corporate Counsel Edition, 2009


         
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